PFA teams up with LPL Financial

Professional Financial Associates, LLC (PFA)

Vermont Business Magazine Professional Financial Associates, LLC (PFA), a Vermont financial planning and wealth management firm, recently announced it has aligned with leading wealth management firm LPL Financial to support its business. By joining LPL, PFA gains access to the firm’s extensive tools, resources, integrated technology platform and business management solutions that support the delivery of financial advice to an advisor’s valued clients.

“We have been eager to announce our new partnership with LPL. As a leader in the independent broker-dealer space, finding the right partner for our practice was critical in doing the best for our clients that our team is capable of. Working with our community business partners in the years to come, we are confident that we are positioned to help clients navigate the complexities of the evolving financial product and regulatory landscape. As always, we remain focused on client outcomes and goal attainment. There is nothing more satisfying to our team than helping a client achieve what they’ve been working towards. It was our inner compass before this transition and remains our focus looking ahead,” said PFA Partner, Timothy Monty.

“We congratulate PFA on affiliating with LPL to strengthen their practice, meet their evolving client needs and enhance the services they deliver to clients,” said Julian Lopez, LPL executive vice president of Independent Advisor Services Relationship Management.

In addition, PFA is relocating its office from Colchester to Williston. The opening of the new space at 380 Hurricane Lane, Suite 201, is expected by late April.

PFA has been serving clients for more than 20 years, providing financial planning, investment management, retirement planning, estate planning coordination and insurance services to individuals and small business owners.

About Professional Financial Associates, LLC
PFA is a comprehensive financial planning and investment solutions firm, providing individual and business clients with a broad range of services and products specifically designed to help meet their financial needs. For more than a decade, PFA’s experienced advisors and staff have helped clients identify passions and priorities, craft robust financial plans and live their best lives.

About LPL Financial
LPL Financial Holdings Inc. (Nasdaq: LPLA) was founded on the principle that the firm should work for the advisor, and not the other way around. Today, LPL is a leader in the markets we serve, serving nearly 22,000 financial advisors, including advisors at approximately 1,100 enterprises and at approximately 550 registered investment advisor (RIA) firms nationwide. We are steadfast in our commitment to the advisor-mediated model and the belief that Americans deserve access to personalized guidance from a financial advisor. At LPL, independence means that advisors have the freedom they deserve to choose the business model, services, and technology resources that allow them to run their perfect practice. And they have the freedom to manage their client relationships, because they know their clients best. Simply put, we take care of our advisors, so they can take care of their clients.

Securities and Advisory services offered through LPL Financial LLC ("LPL Financial"), a registered investment advisor. Member FINRA/SIPC. LPL Financial and its affiliated companies provide financial services only from the United States.

Throughout this communication, the terms “financial advisors” and “advisors” are used to refer to registered representatives and/or investment advisor representatives affiliated with LPL Financial.

We routinely disclose information that may be important to shareholders in the "Investor Relations" or "Press Releases" section of our website.

WILLISTON, VT, MARCH 28, 2024 – Professional Financial Associates, LLC 

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