Bank Broker/Dealer Solutions, LLC Specializes in providing firms with comprehensive consulting and business services.
*Organizational & Structural Assessments
*Clearing Firm Due Diligence
*Compensation and Incentive Program Analysis
*Firm Element Continuing Education Analysis and Design
*Branch and OSJ Office Reviews
*Mystery Shops
*Interagency Training
Wood maintains her National Association of Securities Dealers (NASD) Series 7,24,53,63,66, Vermont Life Licenses and Certified Trust and Financial Advisor Designation. For several years, prior to the establishment of Bank Broker/Dealer Solutions, Wood held the position of President of a Vermont based Bank Brokerage Program.
Wood can be contacted at (802) 860-2002 or by email at:
[email protected]
Patricia P. Wood, CTFA Opens Bank Broker/Dealer Solutions,LLC
Submitted by tim
on